Financial Institutions
Internal Audit—Specialized Services
Our team offers risk mitigation services and specialized consulting in these areas:
- Branch operations
- Personal wealth and trust, including Regulation 9 compliance
- Branch operational certifications (testing and program development)
- Internal audit and quality control
- Commercial and consumer loan servicing and origination
- Item processing and capture
- Bank investment controls
- Automated clearing house receipt and origination
- Fixed asset inventory and accounting
- Collections and recovery
- Management information systems (MIS)
- Consumer lending and scoring programs
- Business (disaster) recovery
- Student lending and secondary market
- Accounting controls, including reconciliation, certification, and documentation
- ATM balancing and administration
- Allowance for loan and lease losses (control evaluation)
- Foreign currency exchange controls
- Board of directors and code of conduct
- IRA management and processing
- Mortgage underwriting and secondary market sales
- Custody services, including safe deposit
- Human resource management (payroll and documentation management)
- Asset/liability management (ALM)
- Wire transfers, including Fedline Advantage, Telex, and SWIFT
- Home equity loans and lines
- Consumer and merchant card services
- Electronic banking and cash management services
- Vault and cash delivery controls
- Fraud investigation and testing
- Document imaging system controls
Internal Audit and Regulatory Compliance Contacts
All Regions
Dan Huston
503-471-1291
Events
2008 Supervisory Committee Training Workshop
May 13-14, 2008
Las Vegas, NV
