Financial Institutions

Managing your regulatory compliance responsibilities

Staying in compliance with the multitude of state and federal banking regulations is a huge challenge. Our regulatory compliance experts will assist you with developing a compliance program, implementing new and existing regulations, evaluate your level of compliance and make recommendations for improving the effectiveness your compliance programs. We also can customize training programs to optimize delivery of information to your employees.

Here’s a sample of regulatory compliance topics we can assist you with on an ongoing basis:

ACH/NACHA—Automated Clearing House/National Automated Clearing House Association
Advertising (print and media compliance)
Americans with Disabilities Act (ADA)
Annual Disclosure of Financial Information
Anti-Money Laundering Programs (Bank Secrecy Act/Office of Foreign Asset Control/USA PATRIOT ACT)
Bank Security/Bank Protection Act
Community Reinvestment Act
(banks only)
Consumer Leasing
Credit Practices Rule—Regulation AA
Deposits—Regulation D, DD and Q
Electronic Funds Transfer Act—Reg. E
Equal Credit Opportunity Act—Reg. B
Expedited Funds Availability—Reg. CC
Fair Credit Reporting Act (FCRA), including Fair and Accurate Credit
Transactions Act of 2004 (FACTA)