Financial Services
Navigating an ever-shifting regulatory environment puts a lot of pressure on your business. But you don’t have to face it alone.
Providing Industry-Specific Guidance
In a fast-moving, highly regulated industry, financial professionals face unique challenges, especially when it comes to taxation, valuation, and compliance. But complexity shouldn’t stand in the way of opportunity.
The Financial Services Group at Moss Adams LLP can help you overcome those challenges, reduce your risk, and reach your business objectives.
With our in-depth knowledge of the financial services industry, we can provide comprehensive accounting, tax, and valuation services to a wide range of financial professionals, including:
- Independent broker-dealers
- Registered investment advisors (RIAs)
- Hedge fund managers
- Private equity managers
We’ve provided assurance, consulting, due diligence, tax planning, and merger and acquisition services to more than 1,200 investment advisors, broker-dealers, custodians, and trust companies throughout the United States, Canada, and Australia. Contact us to find out how we can serve your organization.
Moss Adams is registered with the the Public Company Accounting Oversight Board (PCAOB), which oversees audit services provided by CPA firms to SEC issuers, broker-dealers, and RIAs. Read the most recent PCAOB inspection report for Moss Adams.
Financial Services Contacts
For All Regions
Scott Urquhart
206-302-6355
Pacific Northwest
Scott Urquhart
206-302-6355
Northern California
Tullus Miller
415-677-8279
Southern California
Kaveh Varjavand
310-295-3801
Southwest
Travis Smith
480-366-8341
Events
MA Now Newsletter
In Volume 3 of MA Now: Financial Services, our professionals examine some of the pressing issues facing banks in the new year—and where we go from here.
Purchase 2009 Moss Adams Compensation and Staffing Study of Advisory Firms