Sarbanes-Oxley Act (SOX) Emerging Areas and Hot Topics

Start time:
September 27, 2023 12:00 PM PT
Duration:
1 hour
Location:
Online
Credits:
1
Contact:
Jonathan Weller, Moss Adams, (858) 795-1654
Cost to attend:
Complimentary

As you evaluate your Sarbanes-Oxley Act (SOX) plan for the year, what matters most to the Public Company Accounting Oversight Board (PCAOB) and external auditors? What blind spots do you need to consider and address to be better prepared for your next 10-K audit?

Join us for our webcast, Sarbanes-Oxley Act (SOX) Emerging Areas and Hot Topics. We’ll discuss emerging focus areas and hot topics for SOX, including the following.

  • Potential impacts of recent audit standard changes on a SOX compliance program

  • Strategies to facilitate successful implementation of internal controls to address changes

  • Critical areas of focus for external audit firms and the PCAOB

Register

Speakers

Erin Clayville, CPA, CFE, Partner, Moss Adams

Erin has provided management consulting and internal audit services to public and private companies with multinational and multistate operations since 2006. She specializes in business and IT consulting, IPO readiness, internal audit and SOX consulting, and business process reengineering. She has managed significant SOX 404 assessment projects from initial implementation to final reporting.

Max Jasper, CPA, Senior Manager, Moss Adams

Max started his career in the Audit Practice and has transitioned to the IT Compliance team, where he performs audits and reviews of public companies under PCAOB standards. As a team member on public company audits, his work is subject to annual PCAOB inspection. He also focuses on IPO readiness, internal audit and SOX consulting, and implementations and reengineering of internal controls over financial reporting.

Registration Form

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CPE Information

Program Level:
Overview
Credits:
Auditing: 1
Delivery Method:
Webcast
Learning Objectives:

After completing this training, participants will be able to identify potential impacts of accounting and audit standards on the SOX compliance program; identify ways to facilitate successful implementation of internal controls to address changes; and identify and provide guidance around areas of focus for the external audit firms and the PCAOB.

Prerequisites:
None
Refund Policy:

For more information about administrative policies regarding CPE, refunds or complaints, please contact Jonathan Weller at (858) 795-1654 or send them an email.

Moss Adams is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State Boards of Accountancy have the final authority on the acceptance of individual course for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

Related Topics

How Internal Audits Help Organizations Grow and Adapt to Change
Navigating SOX Compliance: 4 Steps to Help Focus on Growth and Compliance
How Foundational Controls Can Help Your Organization Mitigate Risk and Improve the Reliability of Its Financial Statements