Explore the SEC Proposed Rules on Insider Trading

What to Know About the SEC Proposed Rules on Insider Trading

Presented on September 19, 2022

Toby Johnston, CFP®, Principal, Private Clients Practice
Aaron McFarland, Principal, Wealth Management Services
Ben Shively, CFP®, Principal, Wealth Management Services
Greg Watts, Attorney, Partner, Wilson Sonsini Goodrich & Rosati

The SEC proposed rules affecting 10b5-1 trading plans and share repurchase programs in December 2021. If enacted, these rules could have a substantial impact on how executives and corporate insiders manage transactions in public company securities and how public companies conduct share repurchase programs.

Join us for our webcast, What to Know About the SEC Proposed Rules on Insider Trading, to learn how to get ahead of these upcoming rule changes—as they affect insider trading—and how other companies are tackling them in their day-to-day operations.

Related Topics

How to Prepare, Strengthen Your Company Prior to an Initial Public Offering

Contact Us with Questions

First Name

Last Name

Email

Organization

Title

City

State

Phone

Additional Information

How did you hear about us?

I agree to the terms and conditions of the Moss Adams privacy policy <a href="/privacy" target="_blank">here</a>.

I agree to the terms and conditions of the Moss Adams privacy policy here.

The material appearing in this communication is for informational purposes only and should not be construed as advice of any kind, including legal, accounting, tax, or investment advice. This information is not intended to create, and receipt does not constitute, a legal relationship, including, but not limited to, an accountant-client relationship. Although these materials have been prepared by professionals, the user should not substitute these materials for professional services, and should seek advice from an independent advisor before acting on any information presented. Changes in tax laws or other factors could affect the information provided in this communication. Past performance does not guarantee future performance. All investments may lose money.

Baker Tilly US, LLP, Baker Tilly Advisory Group, LP and Moss Adams LLP and their affiliated entities operate under an alternative practice structure in accordance with the AICPA Code of Professional Conduct and applicable laws, regulations and professional standards. Baker Tilly Advisory Group, LP and its subsidiaries, and Baker Tilly US, LLP and its affiliated entities, trading as Baker Tilly, are members of the global network of Baker Tilly International Ltd., the members of which are separate and independent legal entities. Baker Tilly US, LLP and Moss Adams LLP are licensed CPA firms that provide assurance services to their clients. Baker Tilly Advisory Group, LP and its subsidiary entities provide tax and consulting services to their clients and are not licensed CPA firms. ISO certification services offered through Moss Adams Certifications LLC. Investment advisory offered through either Moss Adams Wealth Advisors LLC or Baker Tilly Wealth Management, LLC.