Strategies to Improve SOX 404 Compliance

Presented on May 16, 2024

Francisco Sarmiento, Partner, Internal Audit Services
Matt Doxtator, Senior Manager, Internal Audit Services

Every public company must adhere to the Sarbanes-Oxley Act Section 404 (SOX 404) compliance requirements, but SOX 404(b) also requires submitting an opinion on the internal controls themselves, not just the financial statements. This can lead to confusion and duplicated efforts for both auditors and management. Learn more about various SOX compliance strategies depending on organization size, maturity, and auditor requirements.

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