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Spencer Roundy
Managing Director
CISA, CRISC

Biography

Spencer has worked in IT compliance since 2004. He provides SOC reporting, IT compliance, and consulting through IT audits and assessments to clients in the highly regulated financial services industry, prioritizing cyber and information security risks and controls.

Spencer has led risk assessments of internal IT controls related to all aspects of IT security and domains, from governance and technology strategy to data management and third-party vendor management and business continuity planning.

Spencer has strong knowledge in translating business processes into IT definitions; understanding business and IT risks; identifying, assessing, designing, and testing information technology and security controls; and defining and evaluating access security measures at operating system, database, and application layers.

Prior to joining Moss Adams, Spencer worked at a Big Four firm and led external and internal IT audits across multiple industries.

Education

  • BS, information systems, Brigham Young University

Insights from Spencer Roundy

Baker Tilly US, LLP, Baker Tilly Advisory Group, LP and Moss Adams LLP and their affiliated entities operate under an alternative practice structure in accordance with the AICPA Code of Professional Conduct and applicable laws, regulations and professional standards. Baker Tilly Advisory Group, LP and its subsidiaries, and Baker Tilly US, LLP and its affiliated entities, trading as Baker Tilly, are members of the global network of Baker Tilly International Ltd., the members of which are separate and independent legal entities. Baker Tilly US, LLP and Moss Adams LLP are licensed CPA firms that provide assurance services to their clients. Baker Tilly Advisory Group, LP and its subsidiary entities provide tax and consulting services to their clients and are not licensed CPA firms. ISO certification services offered through Moss Adams Certifications LLC. Investment advisory offered through either Moss Adams Wealth Advisors LLC or Baker Tilly Wealth Management, LLC.